Research Review Criteria

Below are some of the regulatory criteria by which your research will be reviewed.

Be sure to familiarize yourself with these principles so that you can design your research project to maximally protect the human subjects who will be participating in your research and write your IRB application accordingly.

  1. Risks are minimized
    Any time a researcher engages human subjects in research, some risk exists. It is never the case that "no" risk exists to participants in a research project. If you cannot foresee any risks in your research project, please state that the risks to participants are "minimal". The IRB reviews each protocol to determine if the risks to subjects are minimized. The members carefully review the research proposal to ensure procedures that are consistent with sound research design are used and that they do not expose subjects to unnecessary risks. Though the Brandeis IRB encourages freedom in research design, they do consider the research plan, including the research design and methodology to determine that there are no flaws that would place subjects at unnecessary risk. It is important to note that projects can and will contain risks, but the risks should be fully recognized with a description of how these risks will be managed in the research protocol. Since most of the research submitted to the Brandeis IRB is social and behavioral research, the following considerations will be especially helpful when writing a protocol and describing the risks involved. As always, researchers should think carefully about their research, as other risks may also be applicable to it. Some common risks are:
    • The potential for participants to experience stress, anxiety, guilt, or trauma that can result in genuine psychological harm
    • The risk of criminal or civil liability or other risks that can result in serious social harms, such as damage to financial standing, employability, insurability, or reputation; stigmatization; and damage to social relationships.
    • The risk of individually identifiable private information that you have collected being leaked, resulting in a breach of confidentiality that could harm subjects.
    The IRB also considers the qualification and experience of the research team. Researchers should possess the professional and academic qualifications and experience, along with the resources to conduct the research project and to protect the rights and welfare of subjects.
  2. Risks are reasonable relative to anticipated benefits
    The IRB reviews the protocol to determine that the risks of the research are reasonable in relation to the anticipated benefits (if any) to the subjects or to society through the knowledge that may reasonably be expected to result.
  3. Equitable selection of subjects
    Each protocol is carefully reviewed by the Committee for the subject criteria and recruitment procedures involved in the research project. The Committee seeks to determine that the burdens and benefits of the research are being distributed equitably — that is, across genders, races, etc. If you seek to exclude certain populations, please justify your decision.
  4. Informed consent procedures and documentation
    The IRB will review each protocol to determine that legally effective informed consent will be sought from each prospective participant (or their legally authorized representative) and effectively documented. They will also assess the protocol for any situations that could lend themselves to the perception of coercing subjects to participate in the study. If you feel that your research qualifies for a waiver of informed consent, give a detailed explanation for your request to waive it.
  5. Data safety and confidentiality
    Each protocol must provide for monitoring of the collected data for the safety of the subjects, especially where risks to the subjects are substantial. The data safety plan should also include procedures for reporting adverse events, if any.
  6. Privacy of subjects and confidentiality of data
    Provisions must be given in each protocol for the protection of the privacy and confidentiality of subjects and information about them. The IRB will consider the nature, probability, and magnitude of harms that would be likely to result from a disclosure of collected information outside the research. It will evaluate the effectiveness of proposed anonymizing techniques, coding systems, encryption methods, storage facilities, access limitations, and other relevant factors in determining the adequacy of confidentiality protections. In discussing privacy, anonymity, and confidentiality, please keep the following definitions in mind:
    • Privacy refers to the interest that persons have in controlling others' access to themselves.
    • Confidentiality refers to the agreement between researcher and subject about access by others to the data.
    • Anonymity refers to data that include no unique identifiers such as name or Social Security number.
  7. Additional Safeguards for Vulnerable Subjects
    If your research includes vulnerable subjects such as children, prisoners, pregnant women, persons with mental disabilities or those who are economically or educationally disadvantaged, the IRB will review your application to determine that appropriate additional safeguard have been included in the project to protect the rights and welfare of these subjects.

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